Managing Regulatory Meetings – E-Book

Depending on the regulatory regime under which you operate, you may need to meet with your regulator for several reasons.  It may be one of a series of regular meetings specific to your business.  It may be part of a thematic theme review, where the regulator meets with several regulated entities in a particular type of regulated activity to compare best practices across the industry.  There may also be a potential compliance issue that you need to address.  No matter the reason for the meeting, using a standard approach will smooth the process internally and at the meeting.

We’ve worked with clients to help streamline their regulatory meetings, but we’ve also been working at regulated firms and dealing with regulators in multiple jurisdictions.  We’ve seen good meeting outcomes and some not-so-good, so we decided to create a standardized approach to regulator meetings, which quickly became our best way of getting the most favourable outcome.  We shared it last year, discussed it with several clients in the intervening months, and had good feedback about the impact on regulatory meeting outcomes.

We recently updated and reformatted this e-book and are delighted to share it.  It’s one of a suite of updated e-books, and others are coming later this year.

You can find more articles on our website Phundex Knowledge Hub ,  on LinkedIn at Phundex LinkedIn, or for other questions, please email us at:  hello@phundex.com.

To book a demo or a trial, you can either use the link on our website or email support@phundex.com,  and they will be happy to set it up for you.

Click on the button below to download the E-Book.  Once you have downloaded this book, you can access our other e-books (all of which have been recently updated or newly written).